Carlos Ricca
Partner
Carlos spent over 20 years at Wachovia Securities and its predecessors and has broad experience in litigations, arbitrations, regulatory matters, employment matters, international matters, clearing operations and "white collar" criminal issues. He spent five years at the Office of the District Attorney, New York County, prosecuting felony cases, including "white collar" cases. Carlos is a graduate of the Fordham Law School. He speaks Spanish and Italian.
Areas of Practice
- Securities
- Arbitration and Mediation
- Clearing Operations
- Criminal
- Employment
Bar Admissions
- New York, 1984
- U.S. District Court Eastern District of New York, 1985
- U.S. District Court Southern District of New York, 1985
Education
- Fordham University School of Law, New York, New York
- J.D. - 1982
- Fordham University, New York, New York
- B.A. (Magna Cum Laude) - 1978
- Honors: Class Valedictorian
- Honors: Phi Beta Kappa
- Major: Communications/Political Science
Past Employment Positions
- Wachovia Securities, LLC, Senior V.P., Senior Litigation Counsel, 2003 - 2009
- Prudential Securities Incorporated, Senior V.P., Regional Counsel, 1988 - 2003
