Defending Your Business in Securities Litigation
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Davidson & Grannum, LLP, represents clients in securities litigation and regulatory issues. Because of the extensive in-house background of the firm's attorneys, the legal team takes an "in-house" approach to the securities practice. When the New York securities litigation defense lawyers work with clients to develop approaches and solutions, they focus on defense costs, mitigation and regulatory risk, compliance and supervisory issues, and publicity risk.
The firm represents large financial institutions, banks, broker-dealers and insurance companies in an array of matters, including:
- Financial Industry Regulatory Authority (FINRA): The firm represents clients in arbitrations and mediations before the Financial Industry Regulatory Authority (FINRA). The firm is an approved mediator and arbitrator for FINRA.
- Clearing firm disputes: When smaller firms take orders, they often send their information to ADP, Pershing or another clearing firm to complete the transaction. When there are a disputes involved in the transactions, Davidson & Grannum represents the individuals and businesses named in the lawsuit.
- Securities fraud: Davidson & Grannum represents clients who were schemed by brokers who misrepresented products. The firm provides the regulatory enforcement representation needed and assists institutions with making sure contracts, manuals, policies and other records are accurate and compliant.
- Brokers and securities professionals: The firm works with broker-dealers and other professionals to maintain their reputations and keep their records clean during securities investigations.
- Employment law: Raiding/recruiting litigation, unfair competition and noncompete agreements all have specific nuances in the securities industry. Davidson & Grannum works with employers and employees to help ensure their policies and practices are legal.
Contact Experienced Manhattan FINRA Arbitration Lawyers
Davidson & Grannum has represented numerous banks and broker-dealers, including Wells Fargo, Raymond James and Edward Jones. Learn more about the cost-conscious and efficient representation available by contacting the firm online or calling 877-854-2510.
